Klaros Advisors

An uncommon approach to regulatory engagement

We help clients understand the complex world of financial services regulation and find practical ways to meet regulatory requirements and expectations while building business scale and momentum. We work with innovators and incumbents alike to integrate business and regulatory imperatives and achieve accretive, sustainable solutions to complex strategic problems.


  • Market entry and expansion
  • Business planning
  • Financial modeling
  • New product development


  • Identification and analysis of options
  • Gap analysis
  • Application preparation
  • Financial projections
  • Getting to “yes”


  • Identifying the right financial institution partners
  • Introductions and messaging
  • Advice on deal terms
  • Third-party risk management

Compliance & Risk Management

  • Enforcement action response
  • Agile risk culture
  • Tailored controls for innovative products


  • Target identification
  • Strategic evaluation
  • Due diligence
  • Portfolio support for investors

Serving clients at the intersection of innovation, financial services and regulation

  • Banks and bank holding companies
  • Broker-dealers
  • Consumer and commercial finance companies
  • Credit bureaus
  • Credit unions
  • Cryptocurrency brokers and exchanges
  • Insurers
  • Investment managers and registered investment advisors
  • Money transmitters
  • Mortgage originators and servicers
  • Neobanks
  • Payment and remittance services
  • Personal financial advisors
  • Platform lenders
  • Private equity investors
  • Regtech developers
  • Regulators and GSEs
  • Roboadvisors and other wealth managers
  • Venture capital investors