Klaros Advisors

An uncommon approach to regulatory engagement.

 We leverage deep knowledge of innovation, financial services, and regulation; broad networks of relationships; and direct experience to help clients navigate the complexities of financial services regulation and meet regulatory requirements while building business scale and momentum. 

Strategy

Partnerships

Licensing

  • Market entry and expansion
  • Business planning
  • Financial modeling
  • New product development

Licensing

Partnerships

Licensing

  • Identification and analysis of options
  • Gap analysis
  • Application preparation
  • Financial projections
  • Getting to “yes”

Partnerships

Partnerships

Compliance/Risk Mgmt.

  • Identifying the right financial institution partners
  • Introductions and messaging
  • Advice on deal terms
  • Third-party risk mgmt.

Compliance/Risk Mgmt.

Compliance/Risk Mgmt.

Compliance/Risk Mgmt.

  • Enforcement action response
  • Agile risk culture
  • Tailored controls for innovative products

Deals

Compliance/Risk Mgmt.

Deals

  • Target identification
  • Strategic evaluation
  • Due diligence
  • Portfolio support for investors

Serving clients across financial services:

  • Banks and bank holding companies
  • Broker-dealers
  • Consumer and commercial finance companies
  • Credit bureaus
  • Credit unions
  • Cryptocurrency brokers and exchanges
  • Insurers
  • Investment managers and registered investment advisors
  • Money transmitters
  • Mortgage originators and servicers
  • Neobanks
  • Payment and remittance services
  • Personal financial advisors
  • Platform lenders
  • Private equity investors
  • Regtech developers
  • Regulators and GSEs
  • Roboadvisors and other wealth managers
  • Venture capital investors